Disegno frattale creato con software portato in Cassazione: la quale però non entra nel merito ma dichiara il ricorso inammissibile perchè eccezione mai trattata in precedenza

Alina Trapova su Linkedin segnala Cass. sez. 1 del 16 gennaio 2023 n. 1.107, rel. Scotti.

La quale ad es.  dice che <<la protezione del diritto d’autore postula il requisito dell’originalità e della creatività, consistente non già nell’idea che è alla base della sua realizzazione, ma nella forma della sua espressione, ovvero dalla sua soggettività, presupponendo che l’opera rifletta la personalità del suo autore, manifestando le sue scelte libere e creative; la consistenza in concreto di tale autonomo apporto forma oggetto di una valutazione destinata a risolversi in un giudizio di fatto, come tale sindacabile in sede di legittimità soltanto per eventuali vizi di motivazione (Sez. 1, n. 10300 del 29.5.2020; Sez. 1, n. 13524 del 13.6.2014; Sez. 1, n. 20925 del 27.10.2005)>>.

Però i due cocnetti sono in realtà uno solo: la creatività (art. 6 l. aut).

Si può semmai discutere della <<novità>>, però non menzionata però dallla legge.

Il punto intressante sarebbe stato quello dell’immagine non tutelabile perchè creata col software (in che misura e modo?). Però la SC rigetta perchè non esaminato nella fase di  merito.

Il Tribunale di Washington conferma la negazione amministrativa di tutela autorale al dr. Stepah Thaler per opera creata tramite IA

Varie fonti notiziano circa  la sentenza 18 agosto 2023 , caso n° 22-1564 (BAH) del tribunale di  WEashington DC, Thaler v. SHIRA PERLMUTTER, che nega la tutela autorale a opera creata tramite intelligenza artificiale.

Si tratta della fase giudiziale successiva all’analogo rigetto amministrativo, su cui v. mio post  18.02.2022.

Ad es. v. questo link alla sentenza , offerto dal blog del prof. Eric Goldman

<<Copyright has never stretched so far, however, as to protect works generated by new forms of technology operating absent any guiding human hand, as plaintiff urges here. Human authorship is a bedrock requirement of copyright.
That principle follows from the plain text of the Copyright Act. The current incarnation of the copyright law, the Copyright Act of 1976, provides copyright protection to “original works of authorship fixed in any tangible medium of expression, now known or later developed, from which they can be perceived, reproduced, or otherwise communicated, either directly or with the aid of a machine or device.” 17 U.S.C. § 102(a). The “fixing” of the work in the tangible medium must be done “by or under the authority of the author.” Id. § 101. In order to be eligible for copyright, then, a work must have an “author.”
To be sure, as plaintiff points out, the critical word “author” is not defined in the Copyright Act. See Pl.’s Mem. at 24. “Author,” in its relevant sense, means “one that is the source of some form of intellectual or creative work,” “[t]he creator of an artistic work; a painter, photographer, filmmaker, etc.” Author, MERRIAM-WEBSTER UNABRIDGED DICTIONARY, https://unabridged.merriam-webster.com/unabridged/author (last visited Aug. 18, 2023); Author, OXFORD ENGLISH DICTIONARY, https://www.oed.com/dictionary/author_n (last visited Aug. 10, 2023). By its plain text, the 1976 Act thus requires a copyrightable work to have an originator with the capacity for intellectual, creative, or artistic labor. Must that originator be a human being to claim copyright protection? The answer is yes.2
The 1976 Act’s “authorship” requirement as presumptively being human rests on centuries of settled understanding. The Constitution enables the enactment of copyright and patent law by granting Congress the authority to “promote the progress of science and useful arts, by securing for limited times to authors and inventors the exclusive right to their respective
2 The issue of whether non-human sentient beings may be covered by “person” in the Copyright Act is only “fun conjecture for academics,” Justin Hughes, Restating Copyright Law’s Originality Requirement, 44 COLUMBIA J. L. & ARTS 383, 408–09 (2021), though useful in illuminating the purposes and limits of copyright protection as AI is increasingly employed. Nonetheless, delving into this debate is an unnecessary detour since “[t]he day sentient refugees from some intergalactic war arrive on Earth and are granted asylum in Iceland, copyright law will be the least of our problems.” Id. at 408.
writings and discoveries.” U.S. Const. art. 1, cl. 8. As James Madison explained, “[t]he utility of this power will scarcely be questioned,” for “[t]he public good fully coincides in both cases [of copyright and patent] with the claims of individuals.” THE FEDERALIST NO. 43 (James Madison). At the founding, both copyright and patent were conceived of as forms of property that the government was established to protect, and it was understood that recognizing exclusive rights in that property would further the public good by incentivizing individuals to create and invent. The act of human creation—and how to best encourage human individuals to engage in that creation, and thereby promote science and the useful arts—was thus central to American copyright from its very inception. Non-human actors need no incentivization with the promise of exclusive rights under United States law, and copyright was therefore not designed to reach them.
The understanding that “authorship” is synonymous with human creation has persisted even as the copyright law has otherwise evolved. The immediate precursor to the modern copyright law—the Copyright Act of 1909—explicitly provided that only a “person” could “secure copyright for his work” under the Act. Act of Mar. 4, 1909, ch. 320, §§ 9, 10, 35 Stat. 1075, 1077. Copyright under the 1909 Act was thus unambiguously limited to the works of human creators. There is absolutely no indication that Congress intended to effect any change to this longstanding requirement with the modern incarnation of the copyright law. To the contrary, the relevant congressional report indicates that in enacting the 1976 Act, Congress intended to incorporate the “original work of authorship” standard “without change” from the previous 1909 Act. See H.R. REP. NO. 94-1476, at 51 (1976).

The human authorship requirement has also been consistently recognized by the Supreme Court when called upon to interpret the copyright law. As already noted, in Sarony, the Court’s recognition of the copyrightability of a photograph rested on the fact that the human creator, not the camera, conceived of and designed the image and then used the camera to capture the image. See Sarony, 111 U.S. at 60. The photograph was “the product of [the photographer’s] intellectual invention,” and given “the nature of authorship,” was deemed “an original work of art . . . of which [the photographer] is the author.” Id. at 60–61. Similarly, in Mazer v. Stein, the Court delineated a prerequisite for copyrightability to be that a work “must be original, that is, the author’s tangible expression of his ideas.” 347 U.S. 201, 214 (1954). Goldstein v. California, too, defines “author” as “an ‘originator,’ ‘he to whom anything owes its origin,’” 412 U.S. at 561 (quoting Sarony, 111 U.S. at 58). In all these cases, authorship centers on acts of human creativity.
Accordingly, courts have uniformly declined to recognize copyright in works created absent any human involvement, even when, for example, the claimed author was divine. The Ninth Circuit, when confronted with a book “claimed to embody the words of celestial beings rather than human beings,” concluded that “some element of human creativity must have occurred in order for the Book to be copyrightable,” for “it is not creations of divine beings that the copyright laws were intended to protect.” Urantia Found. v. Kristen Maaherra, 114 F.3d 955, 958–59 (9th Cir. 1997) (finding that because the “members of the Contact Commission chose and formulated the specific questions asked” of the celestial beings, and then “select[ed] and arrange[d]” the resultant “revelations,” the Urantia Book was “at least partially the product of human creativity” and thus protected by copyright); see also Penguin Books U.S.A., Inc. v. New Christian Church of Full Endeavor, 96-cv-4126 (RWS), 2000 WL 1028634, at *2, 10–11 (S.D.N.Y. July 25, 2000) (finding a valid copyright where a woman had “filled nearly thirty stenographic notebooks with words she believed were dictated to her” by a “‘Voice’ which would speak to her whenever she was prepared to listen,” and who had worked with two human co-collaborators to revise and edit those notes into a book, a process which involved enough creativity to support human authorship); Oliver v. St. Germain Found., 41 F. Supp. 296, 297, 299 (S.D. Cal. 1941) (finding no copyright infringement where plaintiff claimed to have transcribed “letters” dictated to him by a spirit named Phylos the Thibetan, and defendant copied the same “spiritual world messages for recordation and use by the living” but was not charged with infringing plaintiff’s “style or arrangement” of those messages). Similarly, in Kelley v. Chicago Park District, the Seventh Circuit refused to “recognize[] copyright” in a cultivated garden, as doing so would “press[] too hard on the[] basic principle[]” that “[a]uthors of copyrightable works must be human.” 635 F.3d 290, 304–06 (7th Cir. 2011). The garden “ow[ed] [its] form to the forces of nature,” even if a human had originated the plan for the “initial arrangement of the plants,” and as such lay outside the bounds of copyright. Id. at 304. Finally, in Naruto v. Slater, the Ninth Circuit held that a crested macaque could not sue under the Copyright Act for the alleged infringement of photographs this monkey had taken of himself, for “all animals, since they are not human” lacked statutory standing under the Act. 888 F.3d 418, 420 (9th Cir. 2018). While resolving the case on standing grounds, rather than the copyrightability of the monkey’s work, the Naruto Court nonetheless had to consider whom the Copyright Act was designed to protect and, as with those courts confronted with the nature of authorship, concluded that only humans had standing, explaining that the terms used to describe who has rights under the Act, like “‘children,’ ‘grandchildren,’ ‘legitimate,’ ‘widow,’ and ‘widower[,]’ all imply humanity and necessarily exclude animals.” Id. at 426. Plaintiff can point to no case in which a court has recognized copyright in a work originating with a non-human>>.

Considerazioni che nella sostanza valgono anche per il nostro art. 6 l. aut.

Guidelines dell’US Copyright Office sulle creazioni tramite intelligenza artificiale

Anna Maria Stein su IPKat ci informa che l’Ufficio USA ha emesso guidelines sull’oggetto: Copyright Registration Guidance: Works Containing Material Generated by Artificial Intelligence.

Si legge  nelle stesse:

<<As the agency overseeing the copyright registration system, the Office has extensive
experience in evaluating works submitted for registration that contain human
authorship combined with uncopyrightable material, including material generated by
or with the assistance of technology. It begins by asking “whether the ‘work’ is basically
one of human authorship, with the computer [or other device] merely being an assisting
instrument, or whether the traditional elements of authorship in the work (literary,
artistic, or musical expression or elements of selection, arrangement, etc.) were actually
conceived and executed not by man but by a machine.” 23 In the case of works containing
AI-generated material, the Office will consider whether the AI contributions are the result of “mechanical reproduction” or instead of an author’s “own original mental conception,
to which [the author] gave visible form.” 24 The answer will depend on the circumstances,
particularly how the AI tool operates and how it was used to create the final work.   This is necessarily a case-by-case inquiry.

If a work’s traditional elements of authorship were produced by a machine, the work lacks
human authorship and the Office will not register it .  For example, when an AI technology
receives solely a prompt from a human and produces complex written, visual, or musical
works in response, the “traditional elements of authorship” are determined and executed
by the technology—not the human user. Based on the Office’s understanding of the
generative AI technologies currently available, users do not exercise ultimate creative
control over how such systems interpret prompts and generate material. Instead, these
prompts function more like instructions to a commissioned artist—they identify what the
prompter wishes to have depicted, but the machine determines how those instructions are
implemented in its output. For example, if a user instructs a text-generating technology
to “write a poem about copyright law in the style of William Shakespeare,” she can expect
the system to generate text that is recognizable as a poem, mentions copyright, and
resembles Shakespeare’s style. 29 But the technology will decide the rhyming pattern, the
words in each line, and the structure of the text. 30 When an AI technology determines
the expressive elements of its output, the generated material is not the product of
human authorship.31 As a result, that material is not protected by copyright and must be
disclaimed in a registration application.

In other cases, however, a work containing AI-generated material will also contain
sufficient human authorship to support a copyright claim. For example, a human may
select or arrange AI-generated material in a sufficiently creative way that “the resulting
work as a whole constitutes an original work of authorship.” 33 Or an artist may modify
material originally generated by AI technology to such a degree that the modifications
meet the standard for copyright protection. 34 In these cases, copyright will only protect
the human-authored aspects of the work, which are “independent of ” and do “not affect”
the copyright status of the AI-generated material itself>>.

Linee guida dello US Copyright Office sulla registrabilità di opere prodotte con intelligenza artificiale

Sono state diffuse le “Copyright Registration Guidance: Works Containing Material Generated by Artificial Intelligence” , 10-16 marzo 2023.

Fonte: web page dell’Ufficio .

Il passo interessante è sub III:

<<It begins by asking ‘‘whether the ‘work’ is basically one of human authorship, with the computer [or other device] merely beingan assisting instrument, or whether thetraditional elements of authorship in the work (literary, artistic, or musicalexpression or elements of selection,arrangement, etc.) were actually conceived and executed not by man but by a machine.’’ In the case of works containing AI-generated material, theOffice will consider whether the AI contributions are the result of‘‘mechanical reproduction’’ or instead of an author’s ‘‘own original mentalconception, to which [the author] gave visible form.’’ The answer will depend on the circumstances,particularly how the AI tool operatesand how it was used to create the final work. This is necessarily a case-by case inquiry. If a work’s traditional elements of authorship were produced by a machine, the work lacks human authorship and the Office will not register it.
For example, when an AI technology receives solely a prompt from a human and produces complex written, visual, or musical works in response, the ‘‘traditional elements of authorship’’ are determined and executed by the technology—not the human user.
Based on the Office’s understanding of the generative AI technologies currently available, users do not exercise ultimate creative control over how such systems interpret prompts and generate material.
Instead,these prompts function more like instructions to a commissioned artist—they identify what the prompter wishes to have depicted, but the machine determines how those instructions are implemented in its output.
Forexample, if a user instructs a text generating technology to ‘‘write a poem about copyright law in the style ofWilliam Shakespeare,’’ she can expect the system to generate text that is recognizable as a poem, mentions copyright, and resembles Shakespeare’s style. But the technology will decide the rhyming pattern, the words in each line, and the structure of the text.
When an AI technology determines the expressive elements of its output, the generated material is not the product of human authorship. As a result, that material is not protected by copyright and must be disclaimed in a registration application.
In other cases, however, a work containing AI-generated material will also contain sufficient human authorship to support a copyright claim. For example, a human may select or arrange AI-generated material in a sufficiently creative way that ‘‘the resulting work as a whole constitutes an original work of authorship.’’ Or anartist may modify material originally generated by AI technology to such a degree that the modifications meet the standard for copyright protection. In these cases, copyright will only protect the human-authored aspects of the work, which are ‘‘independent of’’ and do ‘‘not affect’’ the copyright status of the AI-generated material itself>>
Mi pare affermazione di buon senso.

L’immagine fumettistica creata tramite intelligenza artificiale non è protetta come opera dell’ingegno : decisione interessante dello US Copyright Office

dal sito https://processmechanics.com/author/vanl/ si apprende della decisione February 21, 2023 dello US Copiright Office (poi: c.o.)  nel caso  <Zarya of the Dawn (Registration # VAu001480196)> .

Viene ivi offerto anche il link diretto al testo di quest’ultima.

In breve il c.o. nega la registrazione (là necessaria a quasi ogni fine) perchè il fumetto (o meglio: le immagini) sono state geenrate da intelligenza ariticiale (Midjourney: generatore di immagini) anche se su input (prompts) della artista (Kristina Kashtanova, poi: KK).

Noin può infatti ravvisarsi “work of authorship”.

Mon è servita l’allegazione per cui KK avesse provato moltssimi prompts per generare l’immagimne migliore, poi scelta per il fumetto

Il c.o. invece ammette il copyright sui testi e sull’arrangement di immagini+testo.

Nella decisione è desritto bene il funzionament di Midjourney (lato utente : non ovviamnte la logica algoritmica alla base)

<< Based on the record before it, the Office concludes that the images generated by
Midjourney contained within the Work are not original works of authorship protected by
copyright.
See COMPENDIUM (THIRD) § 313.2 (explaining that “the Office will not register works
produced by a machine or mere mechanical process that operates randomly or automatically
without any creative input or intervention from a human author”). Though she claims to have
“guided” the structure and content of each image, the process described in the Kashtanova Letter
makes clear that it was Midjourney—not Kashtanova—that originated the “traditional elements
of authorship” in the images.
Ms. Kashtanova claims that each image was created using “a similar creative process.”
Kashtanova Letter at 5. Summarized here, this process consisted of a series of steps employing
Midjourney. First, she entered a text prompt to Midjourney, which she describes as “the core
creative input” for the image.
Id. at 7–8 (providing example of first generated image in response
to prompt “dark skin hands holding an old photograph –ar 16:9”).
14 Next, “Kashtanova then
picked one or more of these output images to further develop.”
Id. at 8. She then “tweaked or
changed the prompt as well as the other inputs provided to Midjourney” to generate new
intermediate images, and ultimately the final image.
Id. Ms. Kashtanova does not claim she
created any visual material herself—she uses passive voice in describing the final image as
“created, developed, refined, and relocated” and as containing elements from intermediate
images “brought together into a cohesive whole.”
Id. at 7. To obtain the final image, she
describes a process of trial-and-error, in which she provided “hundreds or thousands of
descriptive prompts” to Midjourney until the “hundreds of iterations [created] as perfect a
rendition of her vision as possible.”
Id. at 9–10.
Rather than a tool that Ms. Kashtanova controlled and guided to reach her desired image,
Midjourney generates images in an unpredictable way. Accordingly, Midjourney users are not
the “authors” for copyright purposes of the images the technology generates. As the Supreme
Court has explained, the “author” of a copyrighted work is the one “who has actually formed the
picture,” the one who acts as “the inventive or master mind.”
Burrow-Giles, 111 U.S. at 61. A
person who provides text prompts to Midjourney does not “actually form” the generated images
and is not the “master mind” behind them. Instead, as explained above, Midjourney begins the
image generation process with a field of visual “noise,” which is refined based on tokens created
from user prompts that relate to Midjourney’s training database. The information in the prompt
may “influence” generated image, but prompt text does not dictate a specific result.
See
Prompts
, MIDJOURNEY, https://docs.midjourney.com/docs/prompts (explaining that short text
prompts cause “each word [to have] a more powerful influence” and that images including in a
prompt may “influence the style and content of the finished result”). Because of the significant
distance between what a user may direct Midjourney to create and the visual material
Midjourney actually produces, Midjourney users lack sufficient control over generated images to
be treated as the “master mind” behind them.
>>

Pertanto secondo il c.o.:

<<The fact that Midjourney’s specific output cannot be predicted by users makes
Midjourney different for copyright purposes than other tools used by artists. See Kashtanova
Letter at 11 (arguing that the process of using Midjourney is similar to using other “computerbased tools” such as Adobe Photoshop). Like the photographer in Burrow-Giles, when artists
use editing or other assistive tools, they select what visual material to modify, choose which
tools to use and what changes to make, and take specific steps to control the final image such
that it amounts to the artist’s “own original mental conception, to which [they] gave visible
form.”15 Burrow-Giles, 111 U.S. at 60 (explaining that the photographer’s creative choices made
the photograph “the product of [his] intellectual invention”). Users of Midjourney do not have
comparable control over the initial image generated, or any final image. It is therefore
understandable that users like Ms. Kashtanova may take “over a year from conception to
creation” of images matching what the user had in mind because they may need to generate
“hundreds of intermediate images.” Kashtanova Letter at 3, 9>>.

 

Creatività di opera digitale

Cass. 16.01.2023 n° 1.107, sez. 1, rel. Scotti,. sull’argomento.

Poche le consiedraizoni realmente interessanti, ripetendosi tralatici giudizi sulla creatività:

<<4.3. Nel caso di specie la Corte di appello è partita dall’esatta premessa, conforme alla giurisprudenza di questa Corte, secondo il quale in tema di diritto d’autore il concetto giuridico di creatività, cui fa riferimento la L. n. 633 del 1941, art. 1 non coincide con quello di creazione, originalità e novità assoluta, ma si riferisce, per converso, alla personale e individuale espressione di un’oggettività appartenente alle categorie elencate, in via esemplificativa, nell’art. 1 della legge citata, di modo che un’opera dell’ingegno riceva protezione a condizione che sia riscontrabile in essa un atto creativo, seppur minimo, suscettibile di manifestazione nel mondo esteriore.

Di conseguenza la creatività non può essere esclusa soltanto perché l’opera consiste in idee e nozioni semplici, ricomprese nel patrimonio intellettuale di persone aventi esperienza nella materia; inoltre, la creatività non è costituita dall’idea in sé, ma dalla forma della sua espressione, ovvero dalla sua soggettività, di modo che la stessa idea può essere alla base di diverse opere, che sono o possono essere diverse per la creatività soggettiva che ciascuno degli autori spende e che, in quanto tale, rileva ai fini della protezione (Sez. 1, n. 25173 del 28.11.2011; Sez. 1, n. 21172 del 13.10.2011; Sez. 1, n. 20925 del 27.10.2005)>>.

Interessante è semmai il giudizio sul perchè la sentenza non sia apparente/carente , ma sufficientemente motivata: compito difficile su un concetto vago come quello di creativirtà. Ecco :

<<4.4. Nella fattispecie, la Corte di appello ha osservato che l’opera è creativa allorché esprime una idea originale, proveniente solo dall’ispirazione del suo autore e ha confermato la valutazione espressa dal giudice di primo grado, sostenendo che l’immagine non era una semplice riproduzione di un fiore, ma ne comportava una vera e propria rielaborazione, perciò meritevole di tutela autorale per il suo carattere creativo (pag.11, primo periodo).

La Corte di appello, poi, ha rafforzato tale valutazione, dando conto dell’ampia valorizzazione impressa all’opera da parte della stessa RAI in occasione della presentazione della manifestazione alla stampa periodica, volta a porre in risalto il fiore e la sua valenza simbolica facendolo campeggiare sul palco spoglio, invece tradizionalmente addobbato con vere decorazioni floreali. Ha infine considerato quale ulteriore indizio confirmativo il grado di notorietà raggiunto dall’opera sul web, dando conto di visualizzazioni, preferenze e commenti.

4.5. La motivazione è pertanto esistente e non meramente apparente e rende ragione del percorso seguito dai giudici genovesi: l’opera non è una semplice riproduzione di un fiore ma una sua rielaborazione; la stessa RAI l’ha implicitamente riconosciuto, valorizzandola in modo accentuato come simbolo della manifestazione; gli utenti hanno reagito positivamente con acquisizione di un buon grado di notorietà.>>

Inrterssante, infine, è l’apertura verso la creatività di opera frutto di software (intellegenza artificiale?):

<<5.1. La RAI si duole del fatto che la Corte di appello abbia erroneamente qualificato come opera dell’ingegno una immagine generata da un software e non attribuibile a una idea creativa della sua supposta autrice.

La ricorrente sostiene che l’opera dell’arch. B. è una immagine digitale, a soggetto floreale, a figura c.d. “frattale”, ossia caratterizzata da autosimilarità, ovvero da ripetizione delle sue forme su scale di grandezza diverse ed è stata elaborata da un software, che ne ha elaborato forma, colori e dettagli tramite algoritmi matematici; la pretesa autrice avrebbe solamente scelto un algoritmo da applicare e approvato a posteriori il risultato generato dal computer.

(…) 5.3. La questione è nuova perché non risulta trattata nella sentenza impugnata e la stessa ricorrente non indica quando e come l’avrebbe sottoposta al giudice di primo grado e a quello di appello.

Non è certamente sufficiente a tal fine l’ammissione della controparte di aver utilizzato un software per generare l’immagine, circostanza questa che, come ammette la stessa ricorrente, è pur sempre compatibile con l’elaborazione di un’opera dell’ingegno con un tasso di creatività che andrebbe solo scrutinato con maggior rigore (cfr ricorso, pag.17), se, com’e’ avvenuto nel caso concreto, la RAI non ha chiesto ai giudici di merito il rigetto della domanda per quella ragione.

E infatti si sarebbe reso necessario un accertamento di fatto per verificare se e in qual misura l’utilizzo dello strumento avesse assorbito l’elaborazione creativa dell’artista che se ne era avvalsa.>>

La Sc ribadisce cjhe il giuidizi odi creatività è di fatti e no di diriutto, , § 4.6. Il che però non è esatto.